Reimagining Reconciliation: AI, Regulation, and Capital Markets Transformation
Includes a Live Web Event on 09/03/2025 at 1:00 PM (EDT)
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This webinar explores the rapidly evolving landscape of financial reconciliation in the face of an explosion in data volume and fragmentation, shifting regulatory expectations and new AI technology. As operational efficiency becomes a competitive advantage, firms are confronting challenges around data integration, automation governance, and organizational transformation. We will discuss the current capabilities and limitations of AI in reconciliation processes, separating hype from reality, and highlight strategic approaches for modernization including legacy integration, workforce reskilling, and internal advocacy. Participants will leave with practical insights and a roadmap to build resilient, future-ready operations in an era of speed, complexity, and accountability.
Learning Outcomes
• Analyze the impact of growing data volumes and fragmentation on reconciliation processes and risk controls.
• Assess how AI and automation can be leveraged to manage exceptions, detect anomalies, and support scalable operations.
• Distinguish between AI hype and practical, deployable solutions in reconciliation, including the importance of human oversight.
Develop strategies to drive operational excellence as a competitive advantage, not just a compliance measure.
Target Audience:
Financial Operations Professionals
Technology and Innovation Leaders
Compliance, Audit, and Risk Officers
Data and Analytics Experts
Change Management and Strategy Executives
This program is sponsored by:
CPE Credits Redeemable with NASBA
Nicsa is pleased to offer this webinar learning activity to attendees who are seeking CPE credits. 1 CPE unit may be available for attendees of this webinar. The webinar requires no advanced preparation, no pre-requisite study and is appropriate for all who have a basic understanding of the investment management industry.
Nicsa is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org.
CPEs Earned: 1
CPE Field of Study: Information Technology
Program Level: Basic
Delivery Method: Group-Internet Based
Advanced Preparation: None
CE Credits Redeemable with Investments & Wealth Institute™ (IWI)
Nicsa is a registered sponsor with the Investments & Wealth Institute™ (IWI) for continuing education credits applicable to CIMA®, CPWA®, RMA®, and CIMC® certifications. This 60-minute webinar has been pre-approved by IWI for 1 CE credit.
To redeem your CE credit, you must self-report your participation by visiting the Investments & Wealth Institute™ website: https://investmentsandwealth.org. Following the conclusion of the webinar, please enter the program date, program ID, program title, and Nicsa as the sponsoring organization. Nicsa will not report your participation on your behalf.
The Investments & Wealth Institute™ has final authority on the acceptance of individual courses for CE credit. If you have any concerns or complaints regarding registered sponsors, you may submit them via the IWI website: https://investmentsandwealth.org/contact-us.
CPEs Earned: 1
Continuing Education Topic: Applied Finance and Economics
Program Format: Live Webinar
CANCELLATIONS AND REFUNDS: Due to this program being offered free of charge, there will be no refunds issued. Questions or Cancellations: Please contact Lilly Bahmani at info@nicsa.org
Please note by registering for this webinar, you are consenting to Nicsa sharing your information with the sponsor of this webinar, who may subsequently contact you. You may unsubscribe from these communications at any time. For more information, check out our Privacy Policy
Murray Campbell
Principal Product Manager
AutoRek
Murray has over 10 years of experience working in investment businesses across regulatory compliance and operational resilience. At AutoRek, Murray is a Principal Product Manager with a remit covering Sales and Marketing, Client Implementation and Regulatory Product Development. Murray has also regularly contributed across a number of industry events, including Goodacre, TISA and TSAM events in addition to AutoRek webinars and breakfast briefings.
Dan Houlihan
Chief Executive Officer, STP Investment Services
Dan Houlihan is Chief Executive Officer of STP Investment Services. Prior to joining STP Investment Services, Dan spent over fifteen years serving in executive leadership positions at Northern Trust. Most recently he was Executive Vice President and Head of Asset Servicing for the Americas. Prior to Northern Trust, Dan was a founding partner of Citisoft, a leading advisory consulting firm to global financial services and technology firms. Dan served as President of Citisoft where he was responsible for their North American business.
In addition to his direct work and leadership experience, Dan served as Chairman of the Board of NICSA, sits on multiple non-profit Boards (including NICSA) and is a frequent speaker and author on complex industry topics across operations and technology.
Philip Kolb
Head of Operations, Rockefeller Capital Management
Philip Kolb is Head of Operations at Rockefeller Capital Management.
Prior to Rockefeller, Phil was Managing Director and Head of Product Operations and Account Services at Morgan Stanley. In this capacity he was responsible for the full end to end service delivery of many of the Wealth Management Investment products offered through the firm’s financial advisor network.
Over the years, Phil has built an extensive network and has been a member of multiple Financial Services industry groups. Most recently he sat on the Executive Board at NICSA and served as Chairman of the Membership Committee from 2016 to 2019. He has been a member of DTCC’s Senior Advisory Board for Wealth Management. He has been a frequent contributor and speaker at industry conferences on topics including, the impacts of DOL Fiduciary Rule, the role of Artificial Intelligence in Operations and Alternative Investment operating standards.
Phil is an experienced leader who has held multiple management positions over his 41+year career in Financial Services. Phil held multiple management positions at Merrill Lynch and has significant global experiences and influence and has resided in New York, New Jersey, Singapore and Zurich, Switzerland.
Phil has been active in various philanthropic and socially conscious endeavors. He currently is on the global Board of Directors of Kick4Life, a unique sports and education organization focused on transforming the lives of young men and women. Over the years he has been active with The United Way, The Xavier High School Alumni Giving Campaign, and various local New York/New Jersey charities and The Mary Millus Foundation, where Phil also serves on the Board.
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