Post-Election Insights: Impact on Global Policies, Markets, and Regulations
Includes a Live Web Event on 12/04/2024 at 1:00 PM (EST)
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With the recent election behind us, the asset and wealth management industry is preparing to navigate potential changes across global policies, financial markets, and regulatory landscapes. Join us for an in-depth discussion led by experts, as we analyze the election’s impact and explore potential outcomes in key areas affecting financial services.
This session will provide valuable insights on how asset and wealth managers can anticipate and adapt to policy shifts under the new administration, enabling them to make informed decisions and position their organizations for resilience in a changing environment.
Learning Outcomes:
- Gain a better understanding of how election results may shape U.S. and global financial regulations, compliance requirements, and policy priorities.
- Explore the potential impact of policy shifts on financial markets, including specific asset classes and regions.
- Learn strategies to proactively address regulatory and economic changes in the asset and wealth management industry.
- Understand how to align investment strategies and portfolio management with evolving global policies and risk landscapes.
Target Audience:
- Asset and Wealth Managers
- Investment Advisors and Analysts
- Compliance and Regulatory Professionals
- Financial Planners and Tax Advisors
- IT and Technology Leaders in Financial Services
- Business Strategists and Decision Makers
- Professionals interested in understanding political changes and their effects on financial strategy
This program is sponsored by the Invesco Ltd.
CPE Credits Redeemable with NASBA
Nicsa is pleased to offer this webinar learning activity to attendees who are seeking CPE credits. 1 CPE unit may be available for attendees of this webinar. The webinar requires no advanced preparation, no pre-requisite study and is appropriate for all who have a basic understanding of the investment management industry.
Nicsa is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org.
CPEs Earned: 1
CPE Field of Study: Specialized Knowledge
Program Level: Basic
Delivery Method: Group-Internet Based
Advanced Preparation: None
CE Credits Redeemable with Investments & Wealth Institute™ (IWI)
Nicsa is a registered sponsor with the Investments & Wealth Institute™ (IWI) for continuing education credits applicable to CIMA®, CPWA®, RMA®, and CIMC® certifications. This 60-minute webinar has been pre-approved by IWI for 1 CE credit.
To redeem your CE credit, you must self-report your participation by visiting the Investments & Wealth Institute™ website: https://investmentsandwealth.org. Following the conclusion of the webinar, please enter the program date, program ID, program title, and Nicsa as the sponsoring organization. Nicsa will not report your participation on your behalf.
The Investments & Wealth Institute™ has final authority on the acceptance of individual courses for CE credit. If you have any concerns or complaints regarding registered sponsors, you may submit them via the IWI website: https://investmentsandwealth.org/contact-us.
CPEs Earned: 1
Continuing Education Topic: Government Regulations
Program Format: Live Webinar
CANCELLATIONS AND REFUNDS: Due to this program being offered free of charge, there will be no refunds issued. Questions or Cancellations: Please contact Lilly Bahmani at info@nicsa.org
Please note by registering for this webinar, you are consenting to Nicsa sharing your information with the sponsor of this webinar, who may subsequently contact you. You may unsubscribe from these communications at any time. For more information, check out our Privacy Policy
Jennifer Flitton
Head of US Government Affairs, Invesco
Jennifer Flitton is Head of US Government Affairs at Invesco. In this role, she works to drive Invesco's advocacy initiatives with policymakers and regulators, ensuring the firm is an influential part of the Washington conversation and solidifying Invesco's seat at the table. Ms. Flitton also leverages her expertise to provide timely political and policy insights to clients and portfolio managers.
Ms. Flitton joined Invesco in 2018 from the Securities Industry and Financial Markets Association (SIFMA). At SIFMA, she led lobbying initiatives on behalf of the asset management and broker dealer industries with a focus on asset management, wealth management, and tax issues, including the 2017 tax reform bill and the Department of Labor's fiduciary rule. Prior to joining SIFMA, Ms. Flitton spent 16 years on Capitol Hill, last serving as the deputy chief of staff and legislative director for Congressman Patrick McHenry and as Congressman McHenry's designee to the House Financial Services Committee's Oversight and Investigations Subcommittee. She started her Capitol Hill career with former House Financial Services Committee Chairman Mike Oxley. She has appeared on Bloomberg TV and Bloomberg Radio.
Ms. Flitton earned a BA degree from Ashland University and a master's in public policy from George Mason University
Rachel Stanley Nguyen
Assistant Vice President | Federal Government Relations
Principal Financial Group
Rachel seeks to advance the company's advocacy efforts before Members of Congress and the executive branch. Relying on her extensive expertise, she provides support for the company's tax and retirement savings initiatives and issues.
Prior to joining the company in 2015, Rachel served as a legislative director and tax counsel for Congressman Ron Kind. For several years she had a broad tax law practice at a regional law firm in Central New York. She also worked at Bloomberg BNA in Washington, DC.
Rachel earned a bachelor's degree in English and German from Whitman College, a Juris Doctor (JD) cum laude from Syracuse University College of Law, and a Master of Law (LLM) in taxation from top-ranked New York University. She is a member of several industry organizations including the American Benefits Council, the American Council of Life Insurers, Business Roundtable, Investment Company Institute, and Securities Industry and Financial Markets Association.
She lives in the DC suburbs with her husband and 3 young children.
Michael Dembro
Lead Investment Strategist
MFS Investment Management
Michael Dembro is a lead strategist of investment solutions at MFS Investment Management® (MFS®). In this role, he plays a key role in translating the challenges and opportunities facing advisors and intermediaries into insights and sales ideas and coordinating the curation and delivery of thought leadership, with the ultimate goal of creating product opportunities. Mike joined MFS in 2024 in his current role. Prior to joining the firm, he worked for nine years as a portfolio consultant at Natixis Global Asset Management and, most recently, for three years as chief investment officer at Professional Planning Group. Mike earned a Bachelor of Science degree in Economics from Brandeis University. He also earned a Master of Science in Finance degree and a Master of Business Administration degree from Boston College
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