AI Webinar Series
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This webinar series is designed to provide our community with a comprehensive understanding of how AI is transforming the financial services industry. It will cover a range of topics, starting with an introduction to AI and generative AI, followed by sessions on practical applications in product and distribution, AI in investment strategies and portfolio management, legal and regulatory considerations, and more. Attendees will gain insights into the latest AI trends, practical applications, and strategic considerations necessary to thrive in a rapidly evolving financial landscape.
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Includes Credits Recorded On: 11/19/2024
Join this interactive webinar for an exclusive opportunity to engage directly with an AI expert and explore real-world challenges of AI implementation in the asset and wealth management industry. Through a live Q&A format, attendees can ask their most pressing AI-related questions and receive expert advice, practical insights, and actionable strategies to maximize AI’s potential within their organizations. The session will also cover AI use cases, what makes a successful AI project, and key steps for initiating AI-driven initiatives.
Join this interactive webinar for an exclusive opportunity to engage directly with an AI expert and explore real-world challenges of AI implementation in the asset and wealth management industry. Through a live Q&A format, attendees can ask their most pressing AI-related questions and receive expert advice, practical insights, and actionable strategies to maximize AI’s potential within their organizations. The session will also cover AI use cases, what makes a successful AI project, and key steps for initiating AI-driven initiatives.
Learning Outcomes:
• Gain expert insights on real-world AI implementation challenges within asset and wealth management.
• Understand actionable steps to maximize AI's potential across various organizational functions.
• Learn best practices for identifying and launching successful AI projects.
• Explore AI use cases in investment strategies, client engagement, and operational efficiency.
• Receive practical advice on overcoming common barriers to AI adoption and integration.Target Audience:
This webinar is specifically designed for professionals in the asset and wealth management industry who have pressing questions about effectively leveraging AI. Whether you're interested in exploring real-world AI use cases, understanding the key components of a successful AI project, or learning the essential steps for launching AI-driven initiatives, this session will provide the expert insights and actionable strategies you need.
• Asset and Wealth Management Professionals
• Investment Managers and Analysts
• Compliance and Risk Management Professionals
• IT and Technology Leaders in Financial Services
• Business Strategists and Decision Makers
• Anyone interested in leveraging AI for business growth and efficiencyThis program is co-hosted by the Nicsa Next Gen Committee.
CPE Credits Redeemable with NASBA
Nicsa is pleased to offer this webinar learning activity to attendees who are seeking CPE credits. 1 CPE unit may be available for attendees of this webinar. The webinar requires no advanced preparation, no pre-requisite study and is appropriate for all who have a basic understanding of the investment management industry.
Nicsa is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org.
CPEs Earned: 1
CPE Field of Study: Information Technology – Technical
Program Level: Basic
Delivery Method: Group-Internet Based
Advanced Preparation: None
CE Credits Redeemable with Investments & Wealth Institute™ (IWI)
Nicsa is a registered sponsor with the Investments & Wealth Institute™ (IWI) for continuing education credits applicable to CIMA®, CPWA®, RMA®, and CIMC® certifications. This 60-minute webinar has been pre-approved by IWI for 1 CE credit.
To redeem your CE credit, you must self-report your participation by visiting the Investments & Wealth Institute™ website: https://investmentsandwealth.org. Following the conclusion of the webinar, please enter the program date, program ID, program title, and Nicsa as the sponsoring organization. Nicsa will not report your participation on your behalf.
The Investments & Wealth Institute™ has final authority on the acceptance of individual courses for CE credit. If you have any concerns or complaints regarding registered sponsors, you may submit them via the IWI website: https://investmentsandwealth.org/contact-us.
CPEs Earned: 1
Continuing Education Topic: Supplemental - Building Your Business
Program Format: Live Webinar
CANCELLATIONS AND REFUNDS: Due to this program being offered free of charge, there will be no refunds issued. Questions or Cancellations: Please contact Lilly Bahmani at info@nicsa.org
Please note by registering for this webinar, you are consenting to Nicsa sharing your information with the sponsor of this webinar, who may subsequently contact you. You may unsubscribe from these communications at any time. For more information, check out our Privacy Policy
Tod McKenna
Global Head of Data Science and Artificial Intelligence, Citi Securities Services
Tod is a Director out of the Boston office. He is the Global Head of Data Science and Artificial Intelligence for the Data, Digital, and Innovation team within Securities Services. Tod joined Citi in 2022.
Prior to Citi, Tod spent three years with Alpha Financial Markets Consulting where he was a client director responsible for the public and private market strategy, design, and implementation of transformative change for some of North America’s largest Asset Managers and Asset Owners. In addition, Tod was the North America head of the ESG and Responsible Investing Practice.
Before joining Alpha, he was the Chief Operating Officer of Prudential’s Portfolio Management Group in London, where he oversaw technology, operations, and data for the £180b multi-asset manager. Prior to that, at NN IP, he was a Senior Quant, Head of Portfolio Analytics, and member of the Quant Leadership Team.
Marissa Huertas-Crespo (Moderator)
Assistant Vice President - Citi Securities Services
Marissa is responsible for business development and client management within the Asset Owner and Asset Manager segments across Custody, Fund Services, and Execution Services.
Marissa was awarded the Nicsa Rising Star Award in 2024 and is an active member of Nicsa's Next-Gen Committee. She is also a One Young World Ambassador, which allowed her to travel to Northern Ireland to meet with other representatives from 190 countries around the world to discuss solutions to the United Nation's Development Goals from her perspective in financial services.
Marissa holds a B.A. in Economics with a concentration in finance as well as a B.A. in Political Science from Lafayette College.
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Includes Credits Recorded On: 09/26/2024
Join Nicsa for an interactive webinar that introduces Artificial Intelligence (AI) and its evolution into Generative AI, highlighting its transformative potential in the asset management industry. This session will provide a foundational understanding of AI terminology, explore the drivers behind AI adoption, discuss real-world use cases, and address the risks and strategic steps needed for successful AI implementation.
Given the rapid adoption and buzz around AI and Generative AI across the industry, Nicsa is delighted to present the first webinar in the series. This interactive session offers a high-level introduction to Artificial Intelligence (AI) and its evolution into Generative AI (GenAI), with a focus on the transformative potential within the asset management industry. Also covered will be a high-level overview of its applicability and impact for the industry. Illustrative demos will complement the discussion.
Learning Objectives:
- Refresh or gain a common understanding of AI-related terminology to provide a solid foundation.
- Investigate drivers behind the rapid adoption of AI and explore the hype vs. reality.
- Gain insights into the current state of AI adoption and identify real-world use cases within the asset management industry.
- Recognize high-level risks associated with AI implementation and explore mitigation strategies.
- Outline strategic steps to start the AI journey or ramp-up/scale efforts if already underway.
Target Audience:
This is geared towards providing a broad overview of AI and its impact on the asset management industry. It is intended to be introductory in nature. Applicable to participants from all parts of the enterprise. Depending on where you are along the AI journey, some foundational elements may serve as review material. The Q&A session may offer additional insights.
This program is co-hosted by the Nicsa Data Analytics Committee in collaboration with Nicsa Technology & Digital Innovation Committee
CPE Credits Redeemable with NASBA
Nicsa is pleased to offer this webinar learning activity to attendees who are seeking CPE credits. 1 CPE unit may be available for attendees of this webinar. The webinar requires no advanced preparation, no pre-requisite study and is appropriate for all who have a basic understanding of the investment management industry.
Nicsa is registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org.
CPEs Earned: 1
CPE Field of Study: Information Technology – Technical
Program Level: Basic
Delivery Method: Group-Internet Based
Advanced Preparation: None
CE Credits Redeemable with Investments & Wealth Institute™ (IWI)
Nicsa is a registered sponsor with the Investments & Wealth Institute™ (IWI) for continuing education credits applicable to CIMA®, CPWA®, RMA®, and CIMC® certifications. This 60-minute webinar has been pre-approved by IWI for 1 CE credit.
To redeem your CE credit, you must self-report your participation by visiting the Investments & Wealth Institute™ website: https://investmentsandwealth.org. Following the conclusion of the webinar, please enter the program date, program ID, program title, and Nicsa as the sponsoring organization. Nicsa will not report your participation on your behalf.
The Investments & Wealth Institute™ has final authority on the acceptance of individual courses for CE credit. If you have any concerns or complaints regarding registered sponsors, you may submit them via the IWI website: https://investmentsandwealth.org/contact-us.
CPEs Earned: 1
Continuing Education Topic: Supplemental - Building Your Business
Program Format: Live Webinar
CANCELLATIONS AND REFUNDS: Due to this program being offered free of charge, there will be no refunds issued. Questions or Cancellations: Please contact Lilly Bahmani at info@nicsa.org
Please note by registering for this webinar, you are consenting to Nicsa sharing your information with the sponsor of this webinar, who may subsequently contact you. You may unsubscribe from these communications at any time. For more information, check out our Privacy Policy
Sanjay Balu (Moderator)
VP Enterprise Applications Architecture
MFS Investment Management
Sanjay Balu is a seasoned Strategy, Architecture, Solutions Delivery, and Operations executive with 25+ years in the Financial Services and Retail industries. His experience spans senior customer-facing global business, and IT roles for Fortune 500 and Technology consulting companies. He currently heads Enterprise Applications Architecture, Project Operations and Analytics, and Strategic Partner Management for the Global Technology and Investment Operations Group of MFS Investment Management. In this role he focuses on Technology Strategy, Enterprise Architecture, Operational Planning, and Delivery Partnerships. Prior to that, Sanjay spent over 13 years at Avery Dennison in various roles and was most recently the Global Director for Customer-Facing Digital Solutions. In various roles, he has hired, mentored, and led very large global technical, functional, and operational teams in the US, Asia, and EMEA. Prior to that, Sanjay spent time in the consulting industry with Sapient, implementing solutions for major clients in Financial Services.
Michael Sands
Senior Manager, Strategy & Consulting - Capital Markets
Accenture
Mike is a leader within Accenture’s Strategy & Consulting practice specializing in capital markets. He works across the industry to drive strategic and transformational change for his clients. He has partnered with some of the largest asset managers, wealth managers, investment banks, and service providers globally. His work includes operational transformation, digital & data strategy, technology modernization, and innovation immersion. Mike also serves as the GenAI Lead for Accenture’s asset management industry practice and has been quoted in multiple publications on the use of GenAI across capital markets.
Prior to joining Accenture, Mike worked at Federated Investors where he was responsible for the financial modeling of new products, proposed fund concepts, and corporate endeavors. He holds a Bachelor of Science degree in Finance from the Smeal College of Business at Penn State University.
Ashish G. Garg
Banking AI & Gen AI Innovation Lead
Accenture
Ashish is a leader in Accenture's Banking and Capital Markets Data and AI practice. With a strong focus on innovation, Ashish leverages AI and GenAI to develop cutting-edge solutions. As a trained data scientist, Ashish brings 20 years of consulting experience, during which he has successfully built and implemented transformative programs across the customer lifecycle, driving revenue, enhancing productivity, and managing risk. Ashish is also a speaker at conferences, delivering keynotes on the impact and applications of AI. Ashish holds both a bachelor's and master's engineering degree in Mathematics and Computing from IIT Delhi.
